Who is responsible for ensuring compliance within an organization?

Compliance within an organization is typically the responsibility of the compliance officer or compliance team. They are tasked with developing, implementing, and overseeing policies and procedures to ensure that the organization is following all relevant laws, regulations, and internal policies. Additionally, senior management and the board of directors also play a role in ensuring compliance by setting the tone at the top and providing oversight of the compliance function. Ultimately, compliance is a shared responsibility that involves all employees within an organization.

Senior leadership, including the CEO or executive director